iList alerts for Client Alert Decisioning & Grid Search tool
When an inquiry matches an entry on an iList, the alert process is managed differently based on whether the iList is alertable/restricted or non-alertable/unrestricted.
Client Alert Decisioning iList alerts
Client Alert Decisioning allows compliance team members to review Moody's screening results and determine whether to include or exclude potentially matching Grid record details in an inquiry final result set.
Alertable/restricted iList
When an inquiry matches an entry on an alertable/restricted iList, Client Alert Decisioning generates an alert. The system shows the potential match on both the iList and within Grid records, enabling compliance members to make informed decisions.
Not an alertable/unrestricted iList
When an inquiry matches an entry on a non-alertable/unrestricted iList, Client Alert Decisioning doesn't generate an alert. Even if there is a match with a Grid record, the alert for that match is suppressed. On the Results tab, under the Status by Inquiry section, the Response Type field indicates No Match Found reflecting the unrestricted status of the iList.
iList alerts for the Grid Search tool
The Search tool is an ad hoc screening tool designed for retrieving potential entity matches based on a name submission. This tool serves as a zero-footprint solution for firms that need occasional, single-name searches and offers a streamlined alternative to the full Grid screening capabilities.
Alertable/restricted iList
If the search identifies a name on an alertable/restricted iList, the search tool returns a Grid record and notifies the user that the name matches an iList.
Not an alertable/unrestricted iList
If the search identifies a name on a non-alertable/unrestricted iList, the tool displays No Results Found and doesn't return any Grid records, even if the name matches Grid records, the system suppresses the search results.
